securities

Small retail investors, who were lured by price increases and now lack the market protections available in traditional securities markets, face substantial risk of significant losses as institutional investors continue withdrawals from crypto assets.

Those interest costs, plus the bank’s own expenses, surpassed the cash it earned from its portfolio of securities, some of which were purchased when interest rates were far lower.

AIG is paying him $2.7 million under a “mutual agreement” that he forfeit a coveted role as its heir apparent, according to securities filings.

These disclosures are from 13Ds filed with the Securities and Exchange Commission. 13Ds are filed within 10 days of an entity’s attaining more than 5% in any class of a company’s securities.

And securities and antitrust litigators Christine M. Fox and David Saldamando argue less reporting could drive more volatility in the public markets.